16.3
IG2 IG3

Perform Root Cause Analysis on Security Vulnerabilities

Asset Type: Applications
Security Function: Protect

Description

Perform root cause analysis on security vulnerabilities. When reviewing vulnerabilities, root cause analysis is the task of evaluating underlying issues that create vulnerabilities in code, and allows development teams to move beyond just fixing individual vulnerabilities as they arise.

Implementation Checklist

1
Assess current protection controls in place
2
Configure and deploy required security controls
3
Test control effectiveness in non-production environment
4
Deploy to production and verify functionality
5
Document configuration and operational procedures
6
Select and configure vulnerability scanning tool
7
Define scan scope, frequency, and credentials
8
Establish vulnerability remediation SLAs by severity
9
Create exception/waiver process for unremediated findings

Threats & Vulnerabilities (CIS RAM)

Threat Scenarios

Recurring Vulnerability Pattern Exploited Across Multiple Applications

Integrity

The same class of vulnerability such as SQL injection recurs across multiple applications because individual flaws are patched without analyzing the root cause, allowing the systemic coding error to persist.

Development Team Repeatedly Introduces Same Vulnerability Type

Confidentiality

A development team continues producing code with the same authentication bypass flaw because no root cause analysis identifies the underlying process or knowledge gap causing the recurring vulnerability.

Vulnerabilities (When Safeguard Absent)

No Root Cause Analysis on Security Vulnerabilities

Without root cause analysis, the organization only addresses symptoms (individual bugs) rather than underlying causes (insecure coding patterns, missing training, flawed architecture), leading to recurring vulnerabilities.

Reactive-Only Vulnerability Management

Absence of root cause analysis keeps the development team in a purely reactive mode, patching individual vulnerabilities without improving the systemic security of the codebase.

Evidence Requirements

Type Evidence Item Collection Frequency
Technical Configuration screenshots or exports showing protection controls enabled Captured quarterly
Document Procedure documentation for protection measures Reviewed annually
Technical Vulnerability scan reports showing scope and findings Per scan cycle
Record Vulnerability remediation tracking with SLA compliance metrics Monthly
Document Governing policy document (current, approved, communicated) Reviewed annually