GOV-5

Executive Accountability

Oversight

Control Statement

The organization has appointed an executive responsible for the cyber risk strategy, the cyber risk framework and for cyber risk awareness and knowledge at the executive level.

Description

Appointing a senior executive with explicit accountability for cyber risk governance ensures that cybersecurity has appropriate representation in strategic decision-making. This executive (commonly a CISO, CRO, or equivalent) is responsible for the development and execution of the cyber risk strategy, the maintenance and effectiveness of the cyber risk framework, and for ensuring that the executive leadership team and board maintain sufficient awareness and understanding of cyber risks to fulfill their oversight responsibilities.

Key Implementation Activities

  • 1 Formally appoint an executive-level role with documented responsibility for the cyber risk strategy, framework, and executive awareness program
  • 2 Define the reporting structure to ensure the cyber risk executive has direct access to the board or a board committee
  • 3 Establish regular executive and board briefings on cyber risk posture, emerging threats, and program effectiveness
  • 4 Ensure the cyber risk executive has appropriate authority to make risk decisions and influence resource allocation
  • 5 Document the role's mandate, scope of authority, and accountability in the organization's governance documentation

Evidence Examples

  • Appointment letter or board resolution naming the executive responsible for cyber risk
  • Role description or charter document defining responsibilities, authority, and reporting relationships
  • Board and executive committee meeting minutes showing regular cyber risk briefings by the appointed executive
  • Organizational chart showing the cyber risk executive's position and reporting lines
  • Evidence of executive-level cyber risk awareness activities (briefings, training, tabletop exercises)

Maturity Levels

Level 1 Initial

Cyber risk responsibilities are distributed informally or reside at a non-executive level. No single executive has clear accountability for the overall cyber risk program. Board engagement on cyber risk is minimal.

Level 2 Managed

A named executive is formally accountable for cyber risk strategy and framework. Regular board reporting on cyber risk is established. The executive has a defined mandate and appropriate organizational authority.

Level 3 Optimized

The cyber risk executive is deeply integrated into enterprise strategic decision-making. Board engagement is proactive and includes scenario-based exercises. The role drives a culture of risk-aware decision-making across the organization.

Evidence Requirements View all evidence

Type Evidence Item Frequency Level
Document Executive appointment letter, Board resolution, or charter naming the responsible executive Updated upon change Required
Document Role charter defining mandate, authority, responsibilities, and reporting lines Reviewed annually Required
Record Organizational chart showing the cyber risk executive position and reporting structure Current Required
Record Board and Executive Committee meeting minutes showing regular cyber risk briefings Per meeting (at least quarterly) Required
Record Executive/Board cyber risk awareness activities (briefing materials, tabletop exercise records) At least annually Required
Record Board Risk Committee terms of reference including cyber risk oversight responsibilities Reviewed annually Expected

Framework Mappings

NIST CSF 2.0

GV.RR-01 GV.RR-02 GV.OC-01

ISO 27001:2022

5.1 5.3

COBIT 2019

EDM01.01 EDM01.02 APO01.05

FFIEC CAT

Governance - Board Oversight